Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

…

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

…

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 5.5 Miscellaneous

EG 4.14 Joint investigations with the PRA

REC 3.16 Information technology systems

LR 1.3 Information gathering and publication

SUP 8.8 Revoking waivers

FIT 2.2 Competence and capability

REC 4.2A Publication of information by UK RIEs and RAPs

BIPRU 7.10 Use of a Value at Risk Model

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

COLL 4.4 Meetings of Unitholders and service of notices

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SUP 16.16 Prudent valuation reporting

COND 1.1A Application

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

LR 4.2 Contents and format of listing particulars

PERG 1.5 What other guidance about the perimeter is available from the FCA?

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures