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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

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EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

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