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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares