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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral