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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives