Search Result

461 - 480 of 1065 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

IFPRU 11.4 Information for resolution plans

As Published: 2019

IFPRU 11.4 Information for resolution plans

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

CONC 2.2 General principles for credit-related regulated activities

As Published: 2015

CONC 2.2 General principles for credit-related regulated activities

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches