Search Result

461 - 480 of 1540 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime