Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

…

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

…

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

…

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

…

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 5.1 The distance marketing disclosure rules

PERG 4.6 Advising on regulated mortgage contracts

LR 3.1 Application

CASS 5.6 Client money distribution

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 10A.7 FCA required functions

CONC 10.3 Calculation of prudential resources

DEPP 7.1 Application and purpose

EG 14.2 Choice of powers

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

MAR 1.3 Insider dealing

EG 20.3 Decision making under the CCA Order

SUP 21.1 Form of waiver for energy market participants

MIPRU 4.4 Calculation of capital resources

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

FEES App 1.3 Application Fees

EG 5.2 When settlement decisions may take place