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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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Effective Period

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FEES 6.1 Application

DEPP 6.5A The five steps for penalties imposed on firms

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

BIPRU 9.7 Recognition of credit assessments of ECAIs

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

BIPRU 9.10 Reduction in risk-weighted exposure amounts

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

COCON 2.3 Firms: training and breaches

PERG 9.1 Application and Purpose

SUP 10C.9 Minimising overlap with the PRA approved persons regime

PERG 15.2 General

BIPRU 7.7 Position risk requirements for collective investment undertakings

EG 4.11 Approach to interviews and interview procedures

MCOB 9.5 Disclosure at the offer stage for equity release transactions

EG 2.1 Case selection and the use of enforcement powers

REC 1.1 Application

PERG 1.5 What other guidance about the perimeter is available from the FCA?

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]