Search Result

361 - 380 of 1453 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

IFPRU 10.4 Capital conservation measures

As Published: 2019

IFPRU 10.4 Capital conservation measures

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 15.2 General

As Published: 2011

PERG 15.2 General

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments