Search Result

301 - 320 of 1382 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

APER 1.1A Application

As Published: 2015

APER 1.1A Application

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

IFPRU 7.1 Application

As Published: 2019

IFPRU 7.1 Application

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans