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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2019

IFPRU 10.6 Application on an individual and consolidated basis

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

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BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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