Search Result

1501 - 1520 of 1634 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 12.5 Prosecution of Friendly Societies

As Published: 2016

EG 12.5 Prosecution of Friendly Societies

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

EG 7.4 Apportionment of financial penalties

As Published: 2016

EG 7.4 Apportionment of financial penalties

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

MAR 6.4A Quotes in respect of non-equity instruments

As Published: 2017

MAR 6.4A Quotes in respect of non-equity instruments

EG 6.7 Behaviour in the context of takeover bid

As Published: 2016

EG 6.7 Behaviour in the context of takeover bid

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2019

IFPRU 10.6 Application on an individual and consolidated basis

EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 [deleted]

As Published: 2016

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 [deleted]

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

REC 3.23 Default

As Published: 2011

REC 3.23 Default

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

EG 4.4 Appointment of additional investigators

As Published: 2016

EG 4.4 Appointment of additional investigators