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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SYSC 4.7

As Published: 2015

SYSC 4.7

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV