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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

…

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Similar To

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

DTR 1.5 Fees and sanctions

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

EG 4.3 Notification where a particular person is not yet under investigation

SUP 10C.14 Changes to an FCA-approved person’s details

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

EG 2.14 Legal review

EG 15.3 Disqualification under section 345

SUP 11.7 Acquisition or increase of control: assessment process and criteria

EG 10.4 Other relevant powers

EG 4.6 What a subject of investigation can say to third parties

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

EG 15.4 Disqualification under section 249 or section 261K

DEPP 2.4 Third party rights and access to FCA material

SUP 12.5 Contracts: required terms

COND 2.5 Suitability

DISP App 1.1 Introduction

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 2.4 Case selection: Unauthorised business

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling