Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

…

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

…

MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

…

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

…

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

…

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 16.14 Client money and asset return

PERG 4.10 Exclusions applying to more than one regulated activity

CASS 7.17 Statutory trust

MCOB 3B.1 Provision of general information

BIPRU 9.6 Implicit support

CONC 8.10 Conduct of business: providing credit information services

EG 2.14 Legal review

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 10A.7 FCA required functions

DEPP 7.1 Application and purpose

LR 4.3 Approval and publication of listing particulars

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]