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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose