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SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

As Published: 2015

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

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FEES 2.4 VAT

As Published: 2009

FEES 2.4 VAT

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

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SUP 10C.7 Other overall responsibility function (SMF18)

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

FEES 2.4 VAT

LR 6.5 Controlling shareholders

RCB 2.2 Applying for registration

IPRU-INV 12.1 APPLICATION AND PURPOSE

SUP 10A.5 Significant-influence functions

GEN 2.1 Introduction

APER 4.3 Statement of Principle 3

SUP 8.4 Reliance on waivers

SUP 21.1 Form of waiver for energy market participants

FEES App 1.3 Application Fees

CASS 1A.1 Application

SYSC 18.1 Application and purpose

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SUP 7.1 Application and purpose

DTR 4.1 Annual financial report

EG 7.5 Payment of financial penalties

MAR 5.5 Monitoring compliance with the rules of the MTF