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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2019

IFPRU 10.6 Application on an individual and consolidated basis