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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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SUP 10C.6 FCA required functions

As Published: 2015

SUP 10C.6 FCA required functions

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DTR 3.1

As Published: 2005

DTR 3.1

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

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