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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

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FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

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IPRU-INV 9.4 POLICY TERMS FOR PROFESSIONAL INDEMNITY INSURANCE

As Published: 2019

IPRU-INV 9.4 POLICY TERMS FOR PROFESSIONAL INDEMNITY INSURANCE

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

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PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

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