Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 11.3 The FCA’s choice of powers

DTR 6.3 Dissemination of information

MIPRU 3.1 Application and purpose

LR 1.5 Standard and Premium Listing

COLL 7.2 Suspension and restart of dealings

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

IPRU-INV 11.2 MAIN REQUIREMENTS

LR 13.3 Contents of all circulars

PERG 4.16 Mortgage activities

LR 19.2 Requirements for listing

IFPRU 4.3 Guidance on internal ratings based approach: high level material

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

COLL 12.3 EEA UCITS management companies

LR 8.2 When a sponsor must be appointed or its guidance obtained

PERG 5.1 Application and purpose

PERG 5.11 Other aspects of exclusions

DISP 3.3 Dismissal without consideration of the merits and test cases

PERG 15.2 General