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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

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LR 3.1 Application

As Published: 2005

LR 3.1 Application

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DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

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MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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