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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

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PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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