Search Result

501 - 520 of 1466 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

SYSC 4.9

As Published: 2015

SYSC 4.9

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

IFPRU 11.4 Information for resolution plans

As Published: 2019

IFPRU 11.4 Information for resolution plans

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions