Search Result

501 - 520 of 1554 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme