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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

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SYSC 4.5

SUP 12.7 Notification requirements

SUP 16.13 Reporting under the Payment Services Regulations

APER 3.1 Introduction

MAR 10.5 Other reporting, notifications and information requirements

SUP 10C.9 Minimising overlap with the PRA approved persons regime

EG 10.5 Section 198: the FCA’s policy [deleted]

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LR 10.1 Preliminary

PERG 15.7 Transitional provisions [deleted]

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 8.32 Arranging deals in investments

COLL 5.5 Cash, borrowing, lending and other provisions

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration