Search Result

441 - 460 of 1555 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application