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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

IFPRU 10.4 Capital conservation measures

As Published: 2019

IFPRU 10.4 Capital conservation measures

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)