Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

…

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

…

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

…

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

…

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

…

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

…

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.13 Delegation of relevant functions

PERG 2.7 Activities: a broad outline

DISP 1.3 Complaints handling rules

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COLL 4.2 Pre-sale notifications

PERG 8.36 Illustrative tables

BIPRU 3.4 Risk weights under the standardised approach to credit risk

FEES 3.1 Introduction

COLL 12.4 UCITS product passport

FEES 13.2 The IML levy

REC 2.8 Settlement and clearing facilitation services

PERG 5.14 Exemptions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 5.15 Illustrative tables

LR App 1.1 Relevant definitions

FEES 9.2 PSR fees

IFPRU 11.1 Application and purpose

SYSC 22.1 Application

GEN 6.1 Payment of financial penalties

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation