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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

IFPRU 3.1 Base own funds requirement

As Published: 2019

IFPRU 3.1 Base own funds requirement

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

FEES 6.6 Incoming EEA firms [deleted]

As Published: 2007

FEES 6.6 Incoming EEA firms [deleted]

SYSC 4.7

As Published: 2015

SYSC 4.7

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders