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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

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EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

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Similar To

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COLL 8.4 Investment and borrowing powers

DTR 6.3 Dissemination of information

MCOB 4.4A Initial disclosure requirements

PERG 2.5 Investments and activities: general

COLL 3.3 Units

IFPRU 11.5 Intra-group financial support

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

SUP 8.6 Publication of waivers

SUP 10C.16 References and accurate information

LR 5.3 Requests to cancel or suspend

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]