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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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COLL 12.2 UK UCITS management companies

GEN 1.3 Emergency

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INSPRU 8.4 Capacity Transfer Market

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

CASS 8.2 Definition of mandate