Search Result

301 - 320 of 1546 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SYSC 4.9

As Published: 2015

SYSC 4.9