Search Result

281 - 300 of 1623 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification