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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SYSC 4.8

As Published: 2015

SYSC 4.8

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose