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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise