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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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