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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

COBS 3.8 Policies, procedures and records

As Published: 2007

COBS 3.8 Policies, procedures and records

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

COBS 10.3 Warning the client

As Published: 2017

COBS 10.3 Warning the client

COBS 6.1G Re-registration of title to retail investment products

As Published: 2011

COBS 6.1G Re-registration of title to retail investment products

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases