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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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FEES 3.2 Obligation to pay fees

COCON 4.1 Specific guidance on individual conduct rules

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

LR 5.2 Cancelling listing

LR 13.8 Other circulars

LR 9.2 Requirements with continuing application

APER 1.1A Application

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 16.12 Integrated Regulatory Reporting

COND 2.3 Effective supervision

EG App 3.6 COPFS

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

CASS 7.19 Clearing member client money sub-pools

CASS 1A.3 Responsibility for CASS operational oversight

REC 4.5 FCA supervision of action by UK RIEs under their default rules

DTR 8.5 Supervision of primary information providers

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SYSC 19D.3 Remuneration principles

ICOBS 8.4 Employers’ Liability Insurance

LR 5.5 Miscellaneous