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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

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COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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