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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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