Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

…

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

…

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

…

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 5.6 Reverse takeovers

SUP 14.3 Changes to cross border services

EG 4.11 Approach to interviews and interview procedures

DEPP 6.5D Serious financial hardship

SYSC 4.7

REC 2.2 Method of satisfying the recognition requirements

COCON 4.1 Specific guidance on individual conduct rules

REC 6A.1 Exercise of passport rights by EEA market operator

EG App 3.7 The PPS

PERG 8.14 Other financial promotions

REC 6A.2 Removal of passport rights from EEA market operator

LR 9.2 Requirements with continuing application

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases