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MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

…

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

…

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

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MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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SYSC 4.5

As Published: 2015

SYSC 4.5

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

…

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

…

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Similar To

MAR 5.2 Purpose

SUP 15.2 Purpose

MAR 6.3A Quality of execution

MAR 5.5 Monitoring compliance with the rules of the MTF

PERG 2.2 Introduction

LR 5.4 Restoring listing

MAR 5A.7 Monitoring compliance with the rules of the OTF

PRIN 3.3 Where?

IFPRU 7.1 Application

CREDS 8.3 Approved persons

SUP 1A.4 Tools of supervision

PERG 8.32 Arranging deals in investments

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 2.5 Cases where other authorities have an interest

EG 12.1 The FCA’s general approach

SYSC 4.5

APER 3.1 Introduction

SUP 12.7 Notification requirements

LR 7.2 The Listing and Premium Listing Principles

PERG 5.4 The business test