Search Result

721 - 740 of 1294 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

…

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

…

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

…

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

…

CONC 2.1 Application

As Published: 2014

CONC 2.1 Application

…

CONC 5.1 Application [deleted]

As Published: 2018

CONC 5.1 Application [deleted]

…

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

…

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

…

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

…

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

…

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

…

TC App 5.1

As Published: 2010

TC App 5.1

…

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

…

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

…

MCOB 11.5 Purpose

As Published: 2012

MCOB 11.5 Purpose

…

COBS 1.1 General application

As Published: 2007

COBS 1.1 General application

…

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

…

SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference

…

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

…