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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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EG 9.4 Prohibition orders against exempt persons and members of professional firms

As Published: 2016

EG 9.4 Prohibition orders against exempt persons and members of professional firms

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

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