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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

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IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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EG 2.1 Case selection and the use of enforcement powers

LR 8.4 Role of a sponsor: transactions

EG 3.10 Liaison where other authorities have an interest

CASS 5.5 Segregation and the operation of client money accounts

SYSC 10.1 Application

SUP 3.7 Notification of matters raised by auditor

EG 4.13 Preliminary findings letters and preliminary investigation reports

REC 4.4 Complaints

MAR 4.4 Exceptions

FEES 13.1 Application and purpose

FEES 1.1 Application and Purpose

SYSC 19A.1 General application and purpose

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

SUP App 2.1 Application

SYSC 6.2 Internal audit

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation