Search Result

381 - 400 of 1298 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

MCOB 3A.6 Home purchase plan financial promotions

As Published: 2015

MCOB 3A.6 Home purchase plan financial promotions