Search Result

281 - 300 of 1274 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SYSC 4.8

As Published: 2015

SYSC 4.8

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

As Published: 2015

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities