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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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COND 1.3 General

DISP 1.10 Complaints reporting rules

COLL 14.2 Registration with the Charity Commission

FEES 5.9 Leaving the Financial Ombudsman Service

CREDS 10.1 Application and purpose

SUP 8.6 Publication of waivers

LR 8.3 Role of a sponsor: general

SUP 16.3 General provisions on reporting

REC 2.3 Financial resources

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SYSC 6.3 Financial crime

CASS 10.1 Application, purpose and general provisions

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy